Capital Markets (drafting contracts and advising on the procedures for the issuance of common stocks, classified stocks, stock warrants, corporate bonds, etc.)

If our client is looking to issue stocks, stock warrants, convertible bonds, and other securities to raise funds or to form a capital and business alliance, we can assist our client by drafting and negotiating the material terms of the issuance, contracts, and documents required under the Companies Act and also by advising on the procedures that comply with the relevant laws, regulations, and rules of self-regulatory organizations. For information regarding loan financing, please see the “Finance” page.

Representative matters in which our attorneys have been involved

• Handled the increase and reduction of capital through a debt-equity swap to improve the financial condition of a Japanese subsidiary in connection with the foreign parent company going public.
• Drafted the material terms of the issuance and underwriting agreements, reviewed disclosure documents and corporate documents, and advised on the Companies Act, Financial Instruments and Exchange Act, and the self-regulatory rules of stock exchanges in connection with the issuance of stock warrants, convertible bonds, or preferred stocks by both publicly held and privately held companies.